SEC-registered RIA

https://aged-wiki.win/index.php/Why_the_1%25_AUM_Alternative_Is_Gaining_Real_Traction_in_Wealth_Management

A SEC-registered RIA, or Registered Investment Adviser, is a firm or individual that manages investment portfolios and provides financial advice under the oversight of the Securities and Exchange Commission. This registration means they follow strict fiduciary rules, putting client interests first, and undergo regular audits. For anyone seeking professional guidance on investments or retirement planning, working with an RIA offers a layer of accountability and transparency.